Yan, Conrad Wai Kit 甄偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Albamen Capital Partners (Hong Kong) Limited | RO | Advising on securities | 2021-02-19 | RO | Asset management | 2021-02-19 |
| 2 | Campbell Lutyens Asia Pacific Limited | RO | Dealing in securities | 2011-07-08 | 2020-09-30 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-30 | 2009-08-12 | Rep | Dealing in securities | 2009-04-30 | 2009-08-12 | RO | Advising on securities | 2009-08-12 | 2010-09-15 | RO | Dealing in securities | 2009-08-12 | 2010-09-15 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on corporate finance | 2004-09-27 | Rep | Advising on securities | 2004-09-27 | Rep | Asset management | 2009-04-17 | Rep | Advising on securities | 2007-12-20 | 2009-04-17 | Rep | Dealing in securities | 2009-04-03 | 2009-04-17 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2005-08-29 | 2009-04-17 |
| 6 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Advising on securities | 2004-09-27 | Rep | Asset management | 2004-09-27 | Rep | Dealing in securities | 2005-08-29 |
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