Lee, Ka Wai (SFC:ACM361) 李家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-11-18 | |
| 2 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-05-06 | WM (HK) Limited | Rep | 2004-06-23 | 2011-06-30 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Asset management | 2003-11-18 | |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-25 | 2004-05-06 |
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