Wah, Anthony Ming Chit 華明哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-08-02 | 2008-07-16 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-05-03 | 2013-10-15 | Rep | Asset management | 2013-05-03 | 2013-10-15 |
| 3 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2017-11-14 | 2019-03-08 |
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