Cheng, Wing Sum (SFC:ACM769) 鄭詠心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-04 | 2007-12-14 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2007-12-14 |
| 3 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on corporate finance | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Advising on securities | 2005-01-01 | Rep | Dealing in securities | 2005-01-01 |
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