Beattie, Nigel John (SFC:ACM773)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2017-06-26 | 2017-08-31 |
| 2 | CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2015-09-24 | 2016-02-15 | RO | Dealing in futures contracts | 2015-09-24 | 2016-02-15 |
| 3 | CLSA LIMITED | Rep | Automated trading services | 2015-09-24 | 2017-02-24 | RO | Advising on securities | 2015-09-24 | 2019-05-01 | RO | Dealing in securities | 2015-09-24 | 2019-05-01 | RO | Automated trading services | 2017-02-24 | 2019-05-01 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-03-24 | Rep | Advising on securities | 2004-03-24 | Rep | Asset management | 2004-03-24 | Rep | Automated trading services | 2004-03-24 | Rep | Dealing in securities | 2004-03-24 | Rep | Dealing in securities | 2004-11-05 | 2005-05-27 | RO | Dealing in securities | 2005-05-27 | 2008-01-21 | RO | Automated trading services | 2007-11-26 | 2008-01-21 |
| 5 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2005-05-27 | 2008-01-21 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-03-24 | Rep | Asset management | 2004-03-24 | Rep | Automated trading services | 2004-03-24 | Rep | Dealing in futures contracts | 2004-03-24 | Rep | Dealing in futures contracts | 2004-11-05 | 2007-02-02 | RO | Dealing in futures contracts | 2007-02-02 | 2008-01-21 |
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