Beattie, Nigel John (SFC:ACM773)

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2004-03-24
2 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-03-24
CLSA FUTURES LIMITED RO 2015-09-24 2016-02-15
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-03-24
CLSA LIMITED RO 2015-09-24 2019-05-01
CITIC Securities International Global Markets Limited Rep 2017-06-26 2017-08-31
4 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2004-03-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2004-03-24
5 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2004-03-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2004-03-24
Merrill Lynch (Asia Pacific) Limited RO 2007-11-26 2008-01-21
CLSA LIMITED Rep 2015-09-24 2017-02-24
CLSA LIMITED RO 2017-02-24 2019-05-01
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-03-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2004-11-05 2007-02-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED RO 2007-02-02 2008-01-21
CLSA FUTURES LIMITED RO 2015-09-24 2016-02-15
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-03-24
Merrill Lynch (Asia Pacific) Limited Rep 2004-11-05 2005-05-27
Merrill Lynch (Asia Pacific) Limited RO 2005-05-27 2008-01-21
Merrill Lynch Far East Limited RO 2005-05-27 2008-01-21
CLSA LIMITED RO 2015-09-24 2019-05-01

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