Boice Iii, James Hillyer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wells Fargo Securities Asia Limited | RO | Advising on corporate finance | 2008-04-25 | 2011-05-26 | RO | Advising on securities | 2008-04-25 | 2011-05-26 | RO | Dealing in securities | 2008-04-25 | 2011-05-26 | RO | Asset management | 2009-01-08 | 2011-05-26 | Rep | Advising on corporate finance | 2011-05-26 | 2011-08-09 | Rep | Advising on securities | 2011-05-26 | 2011-08-09 | Rep | Asset management | 2011-05-26 | 2011-08-09 | Rep | Dealing in securities | 2011-05-26 | 2011-08-09 | RO | Advising on corporate finance | 2013-08-30 | 2016-03-23 | RO | Asset management | 2013-08-30 | 2016-03-23 |
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