Chan, Lai Yee (SFC:ACN746)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2004-12-17 | 2006-03-10 | Rep | Asset management | 2004-12-17 | 2006-03-10 | Rep | Dealing in securities | 2004-12-17 | 2006-03-10 |
| 2 | Goldyard Capital Limited | Rep | Advising on securities | 2006-09-06 | 2008-01-09 | Rep | Asset management | 2006-09-06 | 2008-01-09 |
| 3 | HSBC Private Trustee (Hong Kong) Limited | Rep | Advising on securities | 2004-07-06 | Rep | Asset management | 2004-07-06 | Rep | Dealing in securities | 2004-07-06 |
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