Leung, Suk Han Triscilla 梁淑嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-12-11 | 2004-05-06 | Rep | Asset management | 2003-12-11 | 2004-05-06 | Rep | Dealing in futures contracts | 2003-12-11 | 2004-05-06 | Rep | Advising on futures contracts | 2004-09-17 | 2005-07-16 | Rep | Asset management | 2004-09-17 | 2005-07-16 | Rep | Dealing in futures contracts | 2004-09-17 | 2005-07-16 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-11 | 2004-05-06 | Rep | Asset management | 2003-12-11 | 2004-05-06 | Rep | Dealing in securities | 2003-12-11 | 2004-05-06 | Rep | Advising on securities | 2004-09-17 | 2005-07-16 | Rep | Asset management | 2004-09-17 | 2005-07-16 | Rep | Dealing in securities | 2004-09-17 | 2005-07-16 |
| 3 | Fubon Fund Management (Hong Kong) Limited | RO | Advising on securities | 2006-11-14 | 2007-07-06 | RO | Asset management | 2006-11-14 | 2007-07-06 | RO | Dealing in securities | 2006-11-14 | 2007-07-06 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2008-02-14 | 2008-04-30 | Rep | Dealing in securities | 2008-02-14 | 2008-04-30 |
| 5 | PUREHEART CAPITAL ASIA LIMITED | RO | Advising on securities | 2009-09-30 | 2010-11-30 | RO | Asset management | 2009-09-30 | 2010-11-30 | RO | Dealing in securities | 2010-04-26 | 2010-11-30 |
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