Han, Bruce Wook
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Family Office Limited | Rep | Advising on securities | 2018-01-29 | 2018-11-21 | Rep | Dealing in securities | 2018-01-29 | 2018-11-21 | Rep | Asset management | 2018-02-28 | 2018-11-21 |
| 2 | Countrywide Capital Markets Asia (H.K.) Limited | Rep | Dealing in securities | 2007-02-07 | 2008-02-02 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-11-04 | 2006-07-04 | Rep | Dealing in securities | 2005-11-04 | 2006-07-04 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2005-11-04 | 2006-07-04 | Rep | Dealing in securities | 2005-11-04 | 2006-07-04 |
| 5 | LCA Solutions Limited | Rep | Advising on securities | 2017-04-10 | 2017-12-12 | Rep | Dealing in securities | 2017-04-10 | 2017-12-12 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-04-27 | 2010-10-18 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2010-10-18 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-27 | 2010-08-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy