Ng, Thomas Hak Yin 吳克賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2004-06-10 2007-10-11
Rep Advising on securities 2006-08-28 2007-10-11
2 Guo Tong Capital Management Company Limited Rep Advising on securities 2011-01-18 2011-05-31
3 Hafoo Securities Limited Rep Dealing in securities 2010-07-22 2010-08-16
RO Dealing in securities 2010-08-16 2010-09-20
4 KGI ASIA LIMITED Rep Advising on securities 2007-10-22 2008-06-03
Rep Dealing in securities 2007-10-22 2008-06-03
RO Advising on securities 2008-06-03 2010-07-04
RO Dealing in securities 2008-06-03 2010-07-04
5 KGI SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2007-10-22 2008-06-03
Rep Dealing in securities 2007-10-22 2008-06-03
RO Advising on securities 2008-06-03 2010-07-04
RO Dealing in securities 2008-06-03 2010-07-04
6 WILSON SECURITIES LIMITED Rep Advising on securities 2010-07-22 2010-08-16
Rep Dealing in securities 2010-07-22 2010-08-16
RO Advising on securities 2010-08-16 2010-09-20
RO Dealing in securities 2010-08-16 2010-09-20

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