Shum, Christ Chi Kau 岑智球
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2010-05-03 | Rep | Advising on securities | 2004-11-29 | 2010-05-03 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2007-03-29 |
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