Lam, See Tan 林思丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-01-05 | |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Asset management | 2004-01-05 | |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Automated trading services | 2003-11-07 | |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-04 | 2004-05-19 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-19 |
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