Tung, Peter Tze Chung 童致中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | All-Stars Investment Limited | Rep | Advising on securities | 2016-08-11 | 2016-11-17 | Rep | Asset management | 2016-08-11 | 2016-11-17 |
| 2 | Fountainhead Partners Company Limited | RO | Advising on securities | 2015-10-12 | 2016-02-15 | RO | Asset management | 2015-10-12 | 2016-02-15 | RO | Dealing in securities | 2015-10-12 | 2016-02-15 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2011-06-07 | Rep | Asset management | 2010-05-20 | 2011-06-07 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-06-07 |
| 6 | NIVALIS PARTNERS LIMITED | Rep | Advising on securities | 2016-11-18 | 2020-06-15 | Rep | Asset management | 2016-11-18 | 2020-06-15 | Rep | Dealing in securities | 2016-12-19 | 2020-06-15 |
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