Yeung, Siu Kuen 楊少娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Black Marble Securities Limited | Rep | Advising on corporate finance | 2004-03-12 | Rep | Advising on securities | 2004-03-12 | Rep | Asset management | 2004-03-12 | Rep | Dealing in securities | 2014-09-11 | RO | Dealing in securities | 2014-09-11 | 2016-06-10 |
2 | SORRENTO SECURITIES LIMITED | RO | Dealing in securities | 2016-07-13 | 2022-01-13 | RO | Advising on securities | 2017-09-12 | 2022-01-13 |
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