Ip, Kenneth Kar King 葉家敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-12-28 | 2011-04-13 | Rep | Dealing in securities | 2009-12-28 | 2011-04-13 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-16 | 2019-04-04 | Rep | Dealing in securities | 2013-07-16 | 2019-04-04 | Rep | Advising on securities | 2014-02-21 | 2019-04-04 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2007-08-13 | 2008-09-27 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2008-09-27 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | Rep | Advising on securities | 2004-01-21 | Rep | Asset management | 2004-01-21 | Rep | Dealing in securities | 2008-09-27 |
| 6 | TRINITY SECURITIES CO. LIMITED | RO | Dealing in securities | 2012-08-08 | 2012-12-14 |
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