Sum, Stephen Nai Bun 岑乃彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Asset management | 2008-02-11 | 2008-03-26 |
| 2 | Avenue Asset Management Limited (HK) | RO | Advising on securities | 2015-08-27 | 2017-03-31 | RO | Asset management | 2015-08-27 | 2017-03-31 |
| 3 | Avenue Family Office Limited | RO | Advising on securities | 2017-01-18 | 2017-03-31 | RO | Asset management | 2017-01-18 | 2017-03-31 |
| 4 | China Angel Fund Management (HK) Company Limited | RO | Advising on securities | 2011-10-24 | 2015-08-21 | RO | Asset management | 2011-10-24 | 2015-08-21 |
| 5 | Cortina Capital Asset Management Limited | RO | Advising on securities | 2021-10-15 | 2023-01-10 | RO | Asset management | 2021-10-15 | 2023-01-10 |
| 6 | GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-11-30 | 2018-07-31 | RO | Asset management | 2017-11-30 | 2018-07-31 |
| 7 | KAM LUEN SECURITIES LIMITED | RO | Advising on securities | 2019-06-28 | 2019-12-05 | RO | Asset management | 2019-06-28 | 2019-12-05 |
| 8 | MIGLICO INVESTMENTS LIMITED | RO | Advising on securities | 2020-04-29 | 2021-09-26 | RO | Asset management | 2020-04-29 | 2021-09-26 |
| 9 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2008-04-16 | 2008-06-20 | RO | Advising on securities | 2008-06-20 | 2010-07-12 | RO | Asset management | 2008-06-20 | 2010-07-12 |
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