Yuen, Anthony Tak Tim 阮德添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LIS Investment Services Limited | RO | Advising on securities | 2008-01-09 | 2010-07-23 | CASH Wealth Management Limited | RO | 2011-01-17 | 2011-05-16 | Sprout Asset Management (Asia) Limited | RO | 2014-12-08 | 2021-08-24 | Sprout Asset Management (Asia) Limited | Rep | 2021-08-24 | 2021-09-10 |
| 2 | CASH Wealth Management Limited | RO | Asset management | 2011-01-17 | 2011-05-16 | Sprout Asset Management (Asia) Limited | RO | 2014-12-08 | 2021-08-24 | Sprout Asset Management (Asia) Limited | Rep | 2021-08-24 | 2021-09-10 |
| 3 | CASH Wealth Management Limited | RO | Dealing in securities | 2011-01-17 | 2011-05-16 | Sprout Asset Management (Asia) Limited | RO | 2014-12-08 | 2021-08-24 | Sprout Asset Management (Asia) Limited | Rep | 2021-08-24 | 2021-09-10 |
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