Babington, Brooke Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aetas Global Markets Limited | Rep | Dealing in securities | 2007-07-30 | 2009-05-04 |
| 2 | DRAKE & MORGAN LIMITED (HK) | Rep | Dealing in securities | 2004-01-13 | 2004-03-04 |
| 3 | Parry International Trading Limited | RO | Dealing in securities | 2010-08-26 | 2011-05-27 | Rep | Dealing in securities | 2011-05-27 | 2014-03-03 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-24 | 2007-02-17 | Rep | Dealing in securities | 2005-02-24 | 2007-02-17 |
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