Mason, Grant Erskine Tod
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2008-08-13 | 2009-01-15 | RO | Dealing in securities | 2009-01-15 | 2010-02-02 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-14 | 2003-07-17 | RO | Dealing in securities | 2003-07-17 | 2007-03-31 | RO | Advising on securities | 2003-07-25 | 2007-04-10 | Rep | Dealing in securities | 2007-03-31 | 2008-07-23 | Rep | Advising on securities | 2007-04-10 | 2008-07-23 |
| 3 | UOB KAY HIAN ASIA LIMITED | RO | Advising on corporate finance | 2003-07-09 | RO | Asset management | 2003-07-09 | RO | Advising on securities | 2005-10-18 | RO | Dealing in securities | 2005-10-18 |
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