Chan, Cuthbert Ka Lok 陳家洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2004-09-16 | Rep | Advising on securities | 2004-09-16 | Rep | Asset management | 2004-09-16 | Rep | Dealing in securities | 2005-12-31 |
| 2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-02 | 2008-06-04 |
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