Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in futures contracts | 2004-06-03 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2022-09-13 | 2022-10-17 | Rep | Dealing in securities | 2022-09-13 | 2022-10-17 | RO | Advising on corporate finance | 2022-10-17 | RO | Advising on securities | 2022-10-17 | RO | Dealing in securities | 2022-10-17 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2012-10-18 | 2013-02-22 | Rep | Dealing in securities | 2012-10-18 | 2013-02-22 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-01-09 | 2015-11-21 | RO | Dealing in securities | 2013-01-09 | 2015-11-21 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-09-19 | 2012-08-21 | Rep | Dealing in securities | 2011-09-19 | 2012-08-21 |
| 6 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2008-05-16 |
| 7 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2008-06-03 | 2011-09-05 | Rep | Dealing in securities | 2008-06-03 | 2011-09-05 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in futures contracts | 2008-05-16 |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2008-05-16 |
| 10 | SPDB International Capital Limited | RO | Advising on corporate finance | 2016-02-23 | 2022-07-12 | RO | Dealing in securities | 2016-05-13 | 2022-07-12 |
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