Sun, Doris Wing Man 辛頴敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-04-28 | 2017-03-27 | Rep | Asset management | 2016-04-28 | 2017-03-27 |
2 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2009-06-15 | 2009-10-09 |
3 | FT Securities Limited | Rep | Advising on futures contracts | 2006-09-13 | 2009-03-02 | Rep | Dealing in futures contracts | 2006-09-13 | 2009-03-02 | Rep | Dealing in securities | 2006-09-13 | 2009-03-02 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-03-24 | 2015-06-15 | Rep | Dealing in securities | 2014-03-24 | 2015-06-15 |
5 | iBest Consultants Limited | Rep | Advising on securities | 2014-03-24 | 2015-06-15 | Rep | Dealing in securities | 2014-03-24 | 2015-06-15 |
6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2015-06-22 | 2016-02-26 | Rep | Dealing in securities | 2015-06-22 | 2016-02-26 | Rep | Dealing in futures contracts | 2015-10-08 | 2016-02-26 |
7 | UNI-CENTURY INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-10-03 | 2019-03-15 |
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