Kipping, Bryan Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-27 | 2011-07-03 | Rep | Dealing in securities | 2011-06-27 | 2011-07-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-01-07 | 2009-08-14 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-15 | 2009-08-14 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-03 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-05-24 | 2016-05-20 | Rep | Dealing in securities | 2016-10-20 | 2016-10-28 | Rep | Dealing in securities | 2017-02-16 | 2017-02-24 | Rep | Dealing in securities | 2017-06-08 | 2017-06-16 | Rep | Dealing in securities | 2018-04-17 | 2018-04-27 | Rep | Dealing in securities | 2019-07-18 | 2019-07-28 |
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