Law, Alison Chui Yin 羅翠妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2007-02-07 | 2008-09-06 | Rep | Asset management | 2007-02-07 | 2008-09-06 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2004-10-21 | 2008-09-06 | Rep | Asset management | 2004-10-21 | 2008-09-06 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2013-11-18 | 2014-09-13 |
| 4 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Advising on securities | 2008-10-13 | 2013-09-30 | Rep | Asset management | 2008-10-13 | 2013-09-30 | Rep | Advising on futures contracts | 2011-10-03 | 2013-09-30 |
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