Hung, Hing On 孔慶安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2005-12-22 | RO | Asset management | 2005-12-22 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | RO | Advising on corporate finance | 2004-03-16 | RO | Asset management | 2005-01-12 | RO | Advising on securities | 2005-12-22 | RO | Dealing in securities | 2005-12-22 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Dealing in securities | 2004-04-15 | 2004-10-18 | RO | Advising on securities | 2004-04-15 | 2005-12-22 | RO | Asset management | 2004-04-15 | 2005-12-22 |
| 4 | WHEELOCK CHATFIELD LIMITED | RO | Asset management | 2010-09-29 | 2020-10-14 |
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