Fasso, Anthony Gerard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Asset management | 2006-08-30 | 2010-02-19 |
| 2 | AXA Financial Planning (Hong Kong) Limited | RO | Asset management | 2006-08-30 | 2010-02-19 |
| 3 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2005-05-06 | 2005-05-12 | RO | Advising on securities | 2005-05-06 | 2005-05-12 | RO | Asset management | 2005-05-06 | 2005-05-12 | RO | Advising on futures contracts | 2005-05-23 | 2010-02-19 | RO | Advising on securities | 2005-05-23 | 2010-02-19 | RO | Asset management | 2005-05-23 | 2010-02-19 | RO | Dealing in securities | 2005-07-21 | 2010-02-19 |
| 4 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on futures contracts | 2005-05-06 | 2005-05-12 | RO | Advising on securities | 2005-05-06 | 2005-05-12 | RO | Asset management | 2005-05-06 | 2005-05-12 | RO | Dealing in securities | 2005-05-06 | 2005-05-12 | RO | Advising on futures contracts | 2005-05-23 | 2010-02-19 | RO | Advising on securities | 2005-05-23 | 2010-02-19 | RO | Asset management | 2005-05-23 | 2010-02-19 | RO | Dealing in securities | 2005-05-23 | 2010-02-19 |
| 5 | DigitalBridge Management Asia Limited | Rep | Advising on securities | 2010-08-19 | 2010-10-07 | Rep | Asset management | 2010-08-19 | 2010-10-07 | Rep | Dealing in securities | 2010-08-19 | 2010-10-07 | RO | Advising on securities | 2010-10-07 | 2017-12-31 | RO | Asset management | 2010-10-07 | 2017-12-31 | RO | Dealing in securities | 2010-10-07 | 2017-12-31 |
| 6 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2019-04-09 | 2019-07-09 | Rep | Asset management | 2019-04-09 | 2019-07-09 | Rep | Dealing in securities | 2019-04-09 | 2019-07-09 | RO | Advising on securities | 2019-07-09 | 2021-12-10 | RO | Asset management | 2019-07-09 | 2021-12-10 | RO | Dealing in securities | 2019-07-09 | 2021-12-10 |
| 7 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2019-04-09 | 2019-07-09 | Rep | Dealing in securities | 2019-04-09 | 2019-07-09 | RO | Asset management | 2019-07-09 | 2021-12-10 | RO | Dealing in securities | 2019-07-09 | 2021-12-10 |
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