Yao, Alex Krystal 姚文詠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2003-08-30 | 2006-08-07 | Rep | Advising on futures contracts | 2006-07-20 | 2008-05-30 | Rep | Asset management | 2006-07-20 | 2008-05-30 | Rep | Dealing in securities | 2006-07-20 | 2008-05-30 | RO | Advising on securities | 2006-08-07 | 2008-05-30 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2017-02-06 | 2018-02-02 | Rep | Asset management | 2017-02-06 | 2018-02-02 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2012-01-17 | 2014-07-25 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2012-01-17 | 2014-07-25 | Rep | Dealing in securities | 2012-01-17 | 2014-07-25 | Rep | Advising on securities | 2012-10-15 | 2014-07-25 |
| 5 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-08-29 | 2011-11-15 |
| 6 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-08-24 | 2010-10-21 | RO | Advising on securities | 2010-10-21 | 2010-12-10 |
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