Wu, Howard Li Chien 吳理存
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2005-01-26 | RO | Asset management | 2005-01-26 | RO | Dealing in futures contracts | 2005-01-26 | Rep | Dealing in futures contracts | 2005-01-26 | 2006-04-28 | RO | Dealing in futures contracts | 2006-04-28 | 2010-01-11 |
| 2 | CMB International Global Markets Limited | RO | Advising on corporate finance | 2005-01-26 | RO | Advising on securities | 2005-01-26 | RO | Asset management | 2005-01-26 | RO | Automated trading services | 2005-01-26 | RO | Dealing in securities | 2005-01-26 | Rep | Dealing in securities | 2005-01-26 | 2006-04-28 | RO | Dealing in securities | 2006-04-28 | 2010-01-11 |
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