Lee, Henry Da-Cheng 李大成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HENDALE CAPITAL LIMITED | RO | Asset management | 2022-03-09 | |
2 | HENDALE GROUP LIMITED | RO | Advising on corporate finance | 2003-09-24 | RO | Advising on futures contracts | 2003-09-24 | RO | Advising on securities | 2003-09-24 | RO | Asset management | 2003-09-24 |
3 | NAN FUNG INVESTMENT ADVISER LIMITED | RO | Asset management | 2011-10-19 | 2012-08-24 |
4 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2013-05-31 | 2015-10-14 |
5 | SANDELL ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2005-10-03 | 2007-11-13 | RO | Asset management | 2005-10-03 | 2007-11-13 |
6 | SOFAER GLOBAL RESEARCH (HK) LIMITED | RO | Advising on securities | 2008-08-01 | 2010-05-31 | RO | Asset management | 2008-08-01 | 2010-05-31 | RO | Advising on futures contracts | 2008-08-14 | 2010-05-31 |
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