Nip, Lai Wo (SFC:ACT726) 聶禮和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | RO | Advising on securities | 2008-08-08 | 2010-04-01 | RO | Asset management | 2008-08-08 | 2010-04-01 |
2 | CTBC Asia Limited | RO | Asset management | 2004-01-14 | 2004-03-15 | RO | Dealing in securities | 2004-01-14 | 2004-03-15 |
3 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | RO | Advising on securities | 2004-09-22 | 2008-08-06 | RO | Asset management | 2004-09-22 | 2008-08-06 |
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