Lou, Tak Ki 婁德基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-04 | 2012-12-20 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-26 | Rep | Asset management | 2004-01-26 | Rep | Dealing in futures contracts | 2006-04-07 |
| 3 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2004-01-26 | Rep | Asset management | 2004-01-26 | Rep | Advising on securities | 2006-04-07 |
| 4 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-04-07 | |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-03 | 2006-04-07 |
| 6 | Hafoo Securities Limited | Rep | Dealing in securities | 2012-07-04 | 2012-12-20 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-06-20 | 2006-11-22 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-06-20 | 2006-11-22 | Rep | Leveraged foreign exchange trading | 2006-06-20 | 2006-11-22 |
| 9 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2006-12-18 | 2008-10-09 | Rep | Leveraged foreign exchange trading | 2006-12-18 | 2008-10-09 |
| 10 | Success Securities Limited | Rep | Dealing in securities | 2006-12-18 | 2008-10-09 | Rep | Advising on securities | 2008-02-27 | 2008-10-09 |
| 11 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2012-07-04 | 2012-12-20 | Rep | Dealing in securities | 2012-07-04 | 2012-12-20 |
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