Kok, Chi Ho 郭智豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Adamas Asset Management (HK) Limited | Rep | Asset management | 2020-10-09 | 2020-11-27 | RO | Asset management | 2020-11-27 | 2021-01-05 |
| 2 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-02-01 | 2017-02-09 | RO | Dealing in securities | 2017-02-09 | 2018-01-16 |
| 3 | IPP Financial Advisers Limited | RO | Advising on securities | 2007-04-12 | 2008-04-14 | RO | Dealing in securities | 2007-04-12 | 2008-04-14 |
| 4 | JIYUAN INVESTMENT MANAGEMENT (HONGKONG) CO., LIMITED | RO | Advising on securities | 2019-09-25 | 2020-04-13 | RO | Asset management | 2019-09-25 | 2020-04-13 | RO | Dealing in securities | 2019-09-25 | 2020-04-13 |
| 5 | Manulife Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2016-03-02 | 2017-01-06 |
| 6 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-30 | 2005-07-16 | Rep | Asset management | 2004-03-30 | 2005-07-16 |
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