Dalziell, Rohan John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2013-10-10 | 2017-04-29 |
| 2 | J Capital Research Limited | RO | Advising on securities | 2012-03-01 | 2013-10-07 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2006-08-12 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-07-16 | 2008-11-03 | RO | Advising on securities | 2008-11-03 | 2011-06-30 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-28 | 2008-06-28 |
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