Pun, Tze Miu 潘子苗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2022-10-14 | |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-03 | 2019-05-30 | RO | Dealing in futures contracts | 2019-05-30 | 2021-12-13 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-03 | 2019-05-30 | RO | Dealing in securities | 2019-05-30 | RO | Advising on securities | 2022-10-14 |
| 4 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in futures contracts | 2011-08-12 |
| 5 | Funderstone Securities Limited | Rep | Dealing in securities | 2006-09-22 | 2011-08-12 |
| 6 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-06-25 | 2014-04-04 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-06-25 | 2014-04-04 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-11-14 | 2012-06-19 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-11-14 | 2012-06-19 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2014-07-02 | RO | Dealing in securities | 2014-07-02 | 2019-03-03 |
| 11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2014-07-02 | RO | Dealing in futures contracts | 2014-07-02 | 2019-03-03 |
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