Chiu, Kwok Yan (SFC:ACX687) 趙國恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-08-06 | 2018-11-01 | Rep | Dealing in securities | 2012-08-06 | 2018-11-01 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2012-08-06 | 2018-11-01 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2012-08-06 | 2018-11-01 | Rep | Dealing in securities | 2012-08-06 | 2018-11-01 | Rep | Dealing in futures contracts | 2014-01-30 | 2018-11-01 |
| 4 | Public Financial Securities Limited | RO | Dealing in securities | 2003-11-07 | 2004-06-21 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-07 | 2005-03-22 | RO | Dealing in securities | 2005-03-22 | 2006-02-26 |
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