Brown, Andrew Ollie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cheyne Capital Management (HK) Limited | RO | Asset management | 2006-11-07 | 2008-11-01 |
| 2 | Ginseng Capital Advisors Limited | RO | Asset management | 2017-07-25 | 2019-04-15 |
| 3 | HakuCapital Global Investment Advisers Limited | RO | Asset management | 2019-07-05 | 2022-01-18 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-12 | 2016-03-08 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-06-12 | 2016-03-08 | Rep | Dealing in securities | 2014-06-12 | 2016-03-08 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on securities | 2005-08-27 | Rep | Dealing in securities | 2005-08-27 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-05-11 | 2011-03-30 |
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