Lin, Wan Ni 林宛霓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2014-03-17 | 2019-07-31 |
| 2 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-31 | Rep | Advising on securities | 2004-10-31 | Rep | Asset management | 2004-10-31 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-31 | Rep | Advising on securities | 2004-10-31 | Rep | Asset management | 2004-10-31 | Rep | Dealing in securities | 2004-10-31 |
| 4 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2019-08-22 | 2022-05-13 | Rep | Asset management | 2019-08-22 | 2022-05-13 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-02-07 | 2007-04-02 |
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