Fung, Kwok On 馮國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Dealing in securities | 2003-08-26 |
| 2 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 |
| 3 | Nikko Asset Management Hong Kong Limited | RO | Advising on securities | 2011-10-06 | 2013-03-08 | RO | Asset management | 2011-10-06 | 2013-03-08 |
| 4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-12-24 | 2014-03-05 | Rep | Asset management | 2013-12-24 | 2014-03-05 | RO | Advising on securities | 2014-03-05 | 2017-06-30 | RO | Asset management | 2014-03-05 | 2017-06-30 |
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