Lee, Chi Ming (SFC:ADA367) 李志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2004-07-27 | 2004-11-11 |
| 2 | Ayers Alliance Securities (HK) Limited | Rep | Dealing in securities | 2014-05-08 | 2014-09-22 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2009-09-24 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-10 | 2009-09-24 |
| 5 | Linkways Asset Management Limited | Rep | Asset management | 2023-12-28 | |
| 6 | Linkways Investment Management Limited | Rep | Dealing in futures contracts | 2023-12-28 | Rep | Dealing in securities | 2023-12-28 |
| 7 | MFG Limited (HK) | Rep | Asset management | 2021-07-05 | 2023-09-30 | Rep | Dealing in futures contracts | 2021-07-05 | 2023-09-30 | Rep | Dealing in securities | 2021-07-05 | 2023-09-30 |
| 8 | RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-09 | 2005-04-25 | Rep | Advising on futures contracts | 2004-12-14 | 2005-04-25 |
| 9 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-09 | 2005-04-25 | Rep | Advising on futures contracts | 2004-12-14 | 2005-04-25 | Rep | Advising on securities | 2004-12-14 | 2005-04-25 | Rep | Dealing in securities | 2004-12-14 | 2005-04-25 |
| 10 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-24 | 2004-11-11 |
| 11 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-03-31 | 2004-07-02 |
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