Lau, Siu Fai (SFC:ADA388) 劉兆輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | RO | Dealing in securities | 2011-10-06 | 2012-05-08 |
| 2 | China Reserve Securities Limited | Rep | Dealing in securities | 2003-05-27 | 2005-07-28 |
| 3 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-05-21 | |
| 4 | Partners Asset Management (HK) Limited | Rep | Asset management | 2017-01-27 | 2017-06-27 | RO | Advising on securities | 2017-06-27 | 2019-05-09 | RO | Asset management | 2017-06-27 | 2019-05-09 |
| 5 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-21 | 2016-10-27 | RO | Dealing in securities | 2016-10-27 | 2019-05-09 |
| 6 | Public Securities Limited | Rep | Dealing in securities | 2010-03-24 | 2010-07-06 | RO | Dealing in securities | 2010-07-06 | 2011-09-17 |
| 7 | Redford Asset Management Limited | Rep | Asset management | 2014-03-11 | 2016-05-05 |
| 8 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-15 | 2012-05-29 | RO | Dealing in securities | 2012-05-29 | 2016-05-05 |
| 9 | Solomon Capital Management Limited (HK) | RO | Dealing in securities | 2021-04-23 | 2022-07-31 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-29 | 2008-02-18 |
| 11 | STI Asset Management Limited | Rep | Asset management | 2016-05-24 | 2016-09-12 | RO | Dealing in securities | 2016-05-24 | 2016-09-12 |
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