Ng, Chung Yan 吳仲仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2003-12-19 | |
| 2 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-03 | Rep | Asset management | 2003-10-03 | Rep | Dealing in futures contracts | 2003-12-19 |
| 3 | ASG MANAGEMENT LIMITED (HK) | RO | Advising on corporate finance | 2003-10-03 | RO | Advising on securities | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in securities | 2003-12-19 |
| 4 | FUHWA SECURITIES (HONG KONG) CO., LIMITED | Rep | Advising on corporate finance | 2004-01-05 | 2004-01-06 | Rep | Dealing in securities | 2004-01-05 | 2004-01-06 | RO | Advising on corporate finance | 2004-01-06 | 2005-11-03 | RO | Dealing in securities | 2004-01-06 | 2005-11-03 |
| 5 | IBTS ASIA (HK) LIMITED | Rep | Advising on securities | 2005-11-18 | 2005-11-29 | Rep | Dealing in securities | 2005-11-18 | 2005-11-29 | RO | Advising on securities | 2005-11-29 | 2006-08-21 | RO | Dealing in securities | 2005-11-29 | 2006-08-21 |
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