Chan, Dennis King On 陳敬安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2009-04-16 | 2009-05-28 | Rep | Advising on securities | 2009-04-16 | 2009-05-28 | Rep | Asset management | 2009-04-16 | 2009-05-28 |
| 2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2019-05-15 | Rep | Advising on securities | 2019-05-15 | 2020-11-13 | RO | Advising on securities | 2020-11-13 | Rep | Asset management | 2021-06-21 |
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