Vinik, Steven Hilyard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2003-07-21 | 2005-08-12 | Rep | Dealing in securities | 2003-07-21 | 2005-08-12 | Rep | Asset management | 2004-08-27 | 2005-08-12 | RO | Advising on securities | 2005-08-12 | 2005-10-31 | RO | Asset management | 2005-08-12 | 2005-10-31 | RO | Dealing in securities | 2005-08-12 | 2005-10-31 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2005-11-04 | 2006-02-27 | Rep | Asset management | 2005-11-04 | 2006-02-27 | Rep | Dealing in securities | 2005-11-04 | 2006-02-27 | RO | Advising on securities | 2006-02-27 | 2007-06-01 | RO | Asset management | 2006-02-27 | 2007-06-01 | RO | Dealing in securities | 2006-02-27 | 2007-06-01 |
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