Lau, Kit Cheung 劉杰翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Advising on futures contracts | 2011-03-31 | Rep | Advising on securities | 2011-03-31 | Rep | Asset management | 2011-03-31 | Rep | Dealing in securities | 2011-03-31 |
2 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2011-05-03 | 2013-06-04 | Rep | Asset management | 2011-05-03 | 2013-06-04 | RO | Advising on securities | 2013-06-04 | 2013-10-25 | RO | Asset management | 2013-06-04 | 2013-10-25 | RO | Dealing in securities | 2013-06-04 | 2013-10-25 |
3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-11-13 | 2021-12-31 |
4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2013-11-13 | Rep | Asset management | 2013-11-13 | Rep | Dealing in securities | 2013-11-13 |
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