Roberts, David Northam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-06-07 | 2005-05-06 | RBS Asia Securities (Hong Kong) Limited | Rep | 2004-09-07 | 2005-02-04 | Credit Agricole Securities (Asia) Limited | RO | 2005-05-06 | 2005-11-01 | Credit Agricole Securities (Asia) Limited | Rep | 2005-11-01 | 2008-11-22 |
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