Lau, Pak Lun (SFC:ADC038) 劉柏倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-05 | 2007-08-21 | Rep | Dealing in futures contracts | 2007-08-17 | 2007-08-21 |
| 2 | Sinofortune Securities Limited | Rep | Dealing in securities | 2007-08-22 | 2010-04-08 | RO | Dealing in futures contracts | 2012-05-24 | 2013-07-09 | RO | Dealing in futures contracts | 2017-05-31 | 2017-11-30 | Rep | Dealing in futures contracts | 2018-06-15 | 2018-07-09 | RO | Dealing in futures contracts | 2018-07-09 |
| 3 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2004-12-10 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2004-12-10 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-16 | 2005-10-03 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-12-16 | 2005-10-03 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-08-28 | RO | Dealing in futures contracts | 2008-08-28 | 2011-08-15 | RO | Advising on futures contracts | 2010-06-18 | 2011-08-15 |
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