Saunders, Scott Antony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-04-19 | 2007-07-10 | Rep | Dealing in securities | 2006-04-19 | 2007-07-10 | RO | Advising on securities | 2007-07-10 | 2009-04-27 | RO | Dealing in securities | 2007-07-10 | 2009-04-27 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2007-07-10 | 2009-04-27 | RO | Dealing in securities | 2007-07-10 | 2009-04-27 |
| 3 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2005-05-20 | Rep | Dealing in securities | 2005-05-20 | 2005-10-27 |
| 4 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2005-10-27 |
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