Foo, Wallace Tzi Chun 傅至真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-03-19 | 2010-09-06 | Rep | Dealing in securities | 2010-03-19 | 2011-04-01 | RO | Advising on corporate finance | 2010-09-06 | 2011-04-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-04-14 | 2006-06-28 | Rep | Advising on securities | 2005-04-14 | 2006-06-28 | Rep | Dealing in securities | 2005-04-14 | 2006-06-28 | RO | Advising on corporate finance | 2006-06-28 | 2008-12-16 | RO | Advising on securities | 2006-06-28 | 2008-12-16 | RO | Dealing in securities | 2006-06-28 | 2008-12-16 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2006-08-18 | Rep | Advising on securities | 2006-08-18 | Rep | Dealing in securities | 2006-08-18 |
| 4 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2014-08-22 | 2015-06-17 |
| 5 | Quester Securities (HK) Limited | RO | Advising on securities | 2024-06-03 | RO | Dealing in securities | 2024-06-03 |
| 6 | Tongfang Capital Limited | RO | Advising on corporate finance | 2017-09-29 | 2022-06-30 |
| 7 | Tongfang Securities Limited | Rep | Dealing in securities | 2018-03-06 | 2022-06-30 |
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