Nam, Yea Hyun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GCAM Limited | Rep | Advising on securities | 2013-07-17 | 2018-12-31 | Rep | Asset management | 2013-07-17 | 2018-12-31 |
| 2 | KB Securities Hong Kong Limited | Rep | Advising on corporate finance | 2003-10-22 | Rep | Advising on securities | 2003-10-22 | Rep | Asset management | 2003-10-22 | Rep | Dealing in securities | 2003-10-22 | RO | Advising on corporate finance | 2003-10-22 | 2010-07-31 | RO | Advising on securities | 2003-10-22 | 2010-07-31 | RO | Asset management | 2003-10-22 | 2010-07-31 | RO | Dealing in securities | 2003-10-22 | 2010-07-31 |
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